Market Abuse Regulation (MAR)





    Announcements | Regulatory Templates | Circulars | Main Legislation | Subsidiary Legislation | EU Legislation | Guidance Notes


     
    Announcements
    Announcements - PDMR Notifications
     


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    Regulatory Templates

    List of Insiders (LOI) Template

    Suspicious Transactions and Orders Report (STOR) Template

    Persons Discharging Managerial Responsibilities (PDMR) Template

    Notification of Delayed Disclosure of Inside Information

     


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    Circulars
    Circulars - Prevention of Market Abuse
     

     

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    Main Legislation
    Prevention of Financial Markets Abuse Act (PFMA)
     

     

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    Subsidiary Legislation
    S.L.476.04 – Reporting of Infringements Regulations
     

     

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    EU Legislation

    Market Abuse Directive  (MAD)

    Directive 2014/57/EU of the European Parliament and of the Council of 16 April 2014 on criminal sanctions for market abuse (Market Abuse Directive)

    Market Abuse Regulation (MAR)

    Regulation (EU) no 596/2014 of the European Parliament and of the council of 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC  

    Commission Delegated Regulations & Commission Implementing Regulations/Directives:

    ESMA Q&As

    Questions and Answers on the Market Abuse Regulation

    Questions and Answers on the common operation of the Market Abuse Directive

    ESMA Guidelines:

     


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    Guidance Notes
    Prevention of Financial Markets Abuse - Guidance Notes
     

     

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