Prevention of Market Abuse


    Main Legislation | Subsidiary Legislation | Related Legislation | Guidance

    Main Legislation
    Prevention of Financial Markets Abuse Act
     

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    Subsidiary Legislation
    LN 106 of 2005 - Prevention of Financial Markets Abuse (Fair Presentation of Investment Recommendations and Disclosure of Conflicts of Interest) Regulations, 2005
    LN 107 of 2005 - Prevention of Financial Markets Abuse Act, 2005 (ACT No IV of 2005) Prevention of Financial Markets Abuse (Market Practices and Manipulative Behaviour) Regulations, 2005
    LN 108 of 2005 - Prevention of Financial Markets Abuse Act, 2005 (ACT No IV of 2005) Prevention of Financial Markets Abuse (Disclosure and Notification) Regulations, 2005
    "Schedule I of LN 108 of 2005- Notification by Persons Discharging Managerial responsibilities within an Issuer of Financial Instruments and, where applicable, Persons Closely Associated with them, pursuant to Regulation 8 of the Prevention of Financial Markets Abuse (Disclosure and Notification) Regulations, 2005 and Article 10 of the Prevention of Financial Markets Abuse Act, 2005."
    "Schedule II of LN 108 of 2005- Suspicious Transaction Report- Notification by Persons Professionally Arranging Transactions in Financial Instruments pursuant to Regulation 9 of the Prevention of Financial Markets Abuse (Disclosure and Notification) Regulations, 2005 and Article 11 of the Prevention of Financial Markets Abuse Act, 2005."
    Schedule III of LN 108 of 2005 – Notification of List of Insiders pursuant to regulation 7 of the Prevention of Financial Markets Abuse (Disclosure and Notification) Regulations, 2005 and article 9 of the Prevention of Financial Markets Abuse Act, 2005.
    LN 322 of 2005 - Prevention of Financial Markets Abuse (Disclosure and Notification) (Amendment) Regulations, 2005
    LN 238 of 2008 - Prevention of Financial Markets Abuse (Disclosure and Notification) (Amendment) Regulations, 2008
    LN 252 of 2008 - Prevention of Financial Markets Abuse (Fair Presentation of Investment Recommendations and Disclosure of Conflicts of Interest) (Amendment) Regulations, 2008
    LN 294 of 2010 - Prevention of Financial Markets Abuse (Disclosure and Notification) (Amendment) Regulations, 2010
    COMMISSION REGULATION (EC) No 2273/2003 of 22 December 2003 implementing the Market Abuse Directive of the European Parliament and of the Council as regards exemptions for buy-back programmes and stabilisation of financial instruments
    S.L. 476.04 – Reporting of Infringements Regulations 
    L.N. 232 of 2017 – Prevention of Financial Markets Abuse Act - Fair Presentation of Investment Recommendations and Disclosure of Conflicts of Interest (Revocation) Regulations, 2017
    L.N. 231 of 2017 - Prevention of Financial Markets Abuse Act - Market Practices and Manipulative Behaviour (Revocation) Regulations, 2017
    L.N. 229 of 2017 – Prevention of Financial Markets Abuse Act - Disclosure and Notification (Revocation) Regulations, 2017
     

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    Related Legislation
    Prevention of Money Laundering Act
    Professional Secrecy Act
    Summary of the Professional Secrecy Act
     

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    Guidance
    Prevention of Financial Markets Abuse - Guidance Notes
     

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