Rules for Investment Services Providers & related Guidance Notes


    Introduction to the Investment Services Rules for Investment Services Providers
     

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    Part A - The Application Process
     

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    Part B - Standard Licence Conditions – Applicable to Licence Holders With effect from 1 January 2014

    (Note: Appendices 14 and 15 are being deleted since the information required is being reported in Sections 279 and 280 of Annex 3 of Appendix 13)

     

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    Part C - Rules for Persons Exercising European Passport Rights in Malta
     

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    Glossary
     

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    Guidance
     

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