Conduct of Business


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03/01/2019  Update: Circular addressed to Credit Institutions - Imposition of Negative Interest Rates on euro Denominated Deposits
28/12/2018  Circular: ESMA Statement – Reminder to firms on their MiFID obligations on the disclosure of information to clients in the context of the United Kingdom withdrawing from the European Union
27/12/2018  Circular: Guidelines on certain aspects of the MiFID II Suitability requirements
21/12/2018  Circular: ESMA consults in measures to promote sustainability in EU capital markets
09/11/2018  Circular: ESMA Q&As on Product Intervention Measures
07/11/2018  Circular addressed to investment firms on the regulatory requirements in the context of best execution
09/10/2018  Circular: ESMA MiFID II / MiFIR Investor Protection Q&As
28/09/2018  ESMA Q&As on Product Intervention Measures
28/09/2018  ESMA to renew restriction on CFDs for a further three months
18/09/2018  Circular addressed to Credit Institutions - Imposition of Negative Interest Rates on Euro Denominated Deposits
10/09/2018  Circular on Revisions made to the Conduct of Business Rulebook
07/09/2018  Circular addressed to Credit Institutions operating in Malta - Mystery shopping exercise on the opening of bank accounts
27/08/2018  ESMA to renew prohibition on Binary Options
31/07/2018  Circular: ESMA Q&As on Product Intervention Measures
13/07/2018  Circular: ESMA MiFID II / MiFIR Investor Protection Q&As
13/07/2018  Circular: ESMA Q&As on Product Intervention Measures
13/07/2018  EIOPA Q&As on requirements emanating from the Insurance Distribution Directive (“IDD”)
20/06/2018  Joint ESMA and EBA Statement on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive
20/06/2018  Guidelines on certain aspects of the MiFID II Suitability requirement
05/06/2018  Circular: ESMA Q&As on Product Intervention Measures