Conduct of Business


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20/11/2017  Circular: ESMA MiFID II / MiFIR Investor Protection Q&As
11/10/2017  Circular: ESMA MiFID II / MiFIR Investor Protection Q&As
04/08/2017  MiFID II Updates
06/07/2017  Circular addressed to Category 2 and Category 3 Investment Firms Updates to the COREP Return
25/04/2017  Circular - ESMA MiFID II / MiFIR Investor Protection Q&As
06/04/2017  Preparatory Guidelines on Product Oversight and Governance arrangements by insurance undertakings and insurance distributors as required by the Insurance Distribution Directive (“IDD”)
04/04/2017  Update - Circular addressed to Investment Firms and/or Applicants for an Investment Services Licence offering or intending to offer Financial Contracts for Difference (CFDs) and other speculative products
15/03/2017  Circular - Packaged Retail and Insurance-Based Investment Products (“PRIIPs”) Regulation - Delegated Regulation on the Key Information Document (“KID”)
20/02/2017  Circular - Preparatory Guidelines on Product Oversight and Governance arrangements by insurance undertakings and insurance distributors as required by the Insurance Distribution Directive (“IDD”)
06/02/2017  Circular - EIOPA consults on Guidelines issued under the Insurance Distribution Directive on Complex Insurance-Based Investment Products
27/01/2017  Circular addressed to Category 2 and Category 3 Investment Firms Clarification on updates to the COREP return
20/12/2016  Circular addressed to Category 2 and Category 3 Investment Firms in relation to updates to the COREP return
02/12/2016  Circular - Packaged Retail and Insurance-Based Investment Products ("PRIIPs") Regulation Quick Fix
27/10/2016  Circular - Consultation on the Draft guidelines on MiFID II product governance requirements
13/10/2016  Circular addressed to Investment Firms and/or Applicants for an Investment Services Licence offering or intending to offer Financial Contracts for Difference (CFDs) and other speculative products
22/09/2016  Circular - Update to the Industry on recent developments in relation to PRIIPs
06/09/2016  Circular - Update to the Industry on recent developments in relation to the Insurance Distribution Directive
06/09/2016  Circular - Update to the Industry on recent developments in relation to upcoming legislation
04/08/2016  Circular - EIOPA consults on the presentation format of the Insurance Product Information Document
29/07/2016  Circular addressed to the general public, namely to retail investors regarding the sale of speculative products [Contracts for Difference; Binary options; and other speculative products] and the associated risks (MFSA Warning)