Securities and Markets Supervision - MiFID and MiFIR


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 69 items in 4 pages
21/06/2018  Temporary Period for LEIs to End on the 2nd July 2018
11/04/2018  Circular on Markets in Financial Instruments Directive (‘MiFID II’) and Markets in Financial Instruments Regulation (‘MiFIR’) - Reporting of Corporate Actions
11/04/2018  Circular on the revised Financial Markets Rules for Trading Venues, DRSPs and Central Securities Depositories
20/02/2018  Circular on Markets in Financial Instruments Directive (‘MiFID II’) and Markets in Financial Instruments Regulation (‘MiFIR’)
02/01/2018  Circular on Markets in Financial Instruments Directive (‘MIFID II’) and Markets in Financial Instruments Regulations (‘MIFIR’) - Transaction Reporting - End of Phase 3 - 'Go-Live'
29/12/2017  Circular on the revised Part BII, Part BIII and Part BIV of the Investment Services Rules for Investment Services Providers
22/12/2017  Circular - Requirement to obtain a Legal Entity Identifier (‘LEI’)
22/12/2017  Circular - Transaction Reporting
21/12/2017  Circular - European Securities and Markets Authority (‘ESMA’) Statement Supporting the Smooth Implementation of Legal Entity Identifiers (‘LEI’) Requirements under MiFIR
21/12/2017  Circular - Transition from ‘Phase 3: Validation Testing’ to ‘Go-Live’
19/12/2017  Circular on the revised Financial Market Rules for Trading Venues, DRSPs and Central Securities Depositories
18/12/2017  Circular on the issue of the revised Part BI of the Investment Services Rules for Investment Services Providers
29/11/2017  Circular on Markets in Financial Instruments Directive (‘MIFID II’) and Markets in Financial Instruments Regulations (‘MIFIR’) - Transaction Reporting
17/11/2017  No LEI No Trade - requirement to obtain a Legal Entity Identifier under MiFID II
03/11/2017  Circular on Markets in Financial Instruments Directive (‘MIFID II’) and Markets in Financial Instruments Regulations (‘MIFIR’) transaction reporting
13/10/2017  Circular on Directive 2014/65/EU on Markets in Financial Instruments (‘MiFID II’) and Regulation 600/2014 on Markets in Financial Instruments (‘MiFIR’)
05/10/2017  Circular - Revisions to the Investment Services Licence - Directive 2014/65/EU of the European Parliament and of the Council – Markets in Financial Instruments Directive (“MiFID II”)
19/06/2017  Circular on Markets in Financial Instruments Regulations (‘MiFIR’) - Consultation Paper on the Trading Obligation for Derivatives under MiFIR
25/05/2017  Circular on Markets in Financial Instruments Directive (‘MiFID II’) and Markets in Financial Instruments Regulations (‘MiFIR’)
18/04/2017  Circular to the Financial Services Industry with regards to the MiFID II Regulatory Technical Standards (RTS) and Delegated Acts