Securities and Markets Supervision - Collective Investment Schemes

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14/01/2019  Circular - Brexit: UK FCA Temporary Permissions Regime
14/01/2019  Circular on Commission Delegated Regulations on safe-keeping duties of depositaries
07/12/2018  Circular to Collective Investment Schemes, Fund Managers and Investment Firms licensed in Malta as well as Recognised Fund Administrators in relation to submission of regulatory reporting
04/10/2018  Circular to Licence Holders on MFSA Licence Holder Corporate Profile
14/09/2018  Circular to Licence Holders and Applicants for a Licence proposing individuals for an Approved Position
05/09/2018  Circular on the outcome of Compliance Inspections held at Fund Managers and Collective Investment Schemes
02/08/2018  Circular to Collective Investment Schemes licensed in Malta in relation to submission of Central Bank of Malta statistical returns
11/07/2018  Self-assessment in relation to the evaluation of potential closet indexing practices adopted by UCITS and Retail AIFs
16/05/2018  Circular to the Financial Services Industry on the revised rules for Alternative Investment Funds
16/05/2018  Circular to the industry on the regulatory developments relating to the MMF Regulation particularly in the context of stress tests scenarios under Article 28 of the MMF Regulation
24/04/2018  Circular to the industry on the Survey by UK’s Financial Conduct Authority (“FCA”) for EEA firms passporting into the UK
28/03/2018  Circular on Collective Investment Schemes which have not commenced the licenced activities and / or have a Zero NAV
28/03/2018  Outcome of Supervisory Meetings with Collective Investment Schemes
29/01/2018  Circular to the Industry on the Supplementary Conditions applicable to Collective Investment Schemes Investing in Virtual Currencies
18/09/2017  Circular – Critical Supervision and resulting Administrative Measures
09/03/2017  Circular to the Market - Assessment Required Prior To Proposing Individuals for Approved Positions
06/01/2017  Circular to the Financial Services Industry: Revised Application Forms for CISs
27/12/2016  Circular regarding the Guide to Submitting a Complete Application for a Collective Investment Scheme Licence
11/11/2016  Circular – Thematic Review on Compliance with the Remuneration provisions in terms of the AIFM Directive
19/08/2016  Circular on Offsite Supervision – Correspondence with the Funds Supervision Team