Consultation Papers and Documents


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 271 items in 14 pages
07/08/201701/09/201705-2017 Consultation on Proposed Amendments to the Notified Investment Funds Regime (NAIFS)
19/07/201711/08/201704-2017 Note regarding an Extension of Consultation Period
03/07/201701/08/201704-2017 Consultation on the Proposed Amendments to the Insurance Intermediaries Act and the Insurance Business Act
16/03/201717/04/201703-2017 Consultation on the proposed Changes to Part A and Part BI of the Investment Services Rules for Investment Services Providers
27/02/201728/03/201701-2017 Consultation Document on the amendments to Chapter 11 of the Listing Rules – Extension of Consultation Period
16/02/201716/03/201702-2017 Consultation with the financial services industry with regards to a number of Legal Notices transposing MiFID II
01/02/201728/02/201701-2017 Consultation Document on the amendments to Chapter 11 of the Listing Rules
31/01/201715/03/201713-2016 Note for Consultation – Investment-based Crowdfunding - Extension of Consultation Period
10/01/201715/02/201717-2016 Consultation Document on the proposed Rules for Trustees and other Fiduciaries - Extension of Consultation Period
30/12/201631/01/201717-2016 Consultation Document on the proposed Rules for Trustees and other Fiduciaries
27/12/201627/01/201716-2016 Consultation on the Proposed Revised Rulebooks applicable to Collective Investment Schemes
23/11/201605/01/201715-2016 Consultation on the Proposed Revised Rulebooks Applicable to Collective Investment Schemes
04/11/201605/12/201614-2016 Consultation on Amendments to the Investor Compensation Scheme Regulations issued under the Investment Services Act
03/11/201631/01/201713-2016 Note for Consultation – Investment-based Crowdfunding
20/10/201631/10/201611-2016 Circular related to the consultation process on the proposed amendments to Banking Rule 09 under the Banking Act 1994 - Extension of Consultation Period
17/10/201618/11/201612-2016 Consultation Document on the Proposed Policy as applicable to Online Business Models Distributing or Intending to Distribute Contracts for Difference (CFDs) and/or Rolling Spot Forex Contracts under the MiFID Regime
30/09/201621/10/201611-2016 Consultation on the proposed amendments to Banking Rule 9 ‘Measures addressing Credit Risks arising from the assessment of the quality of Asset Portfolios of Credit Institutions authorised under the Banking Act 1994’
16/09/201630/09/201610-2016 Consultation on the Implementation of three new banking rules issued under the Depositor Compensation Scheme Regulations, S.L. 371.09.
09/09/201630/09/201609-2016 Consultation on Amendments to the Insurance Rules issued under the Insurance Business Act
26/08/201623/09/201608-2016 Consultation on Amendements to the Insurance Rules issued under the Insurance Business Act