Conduct of Business


Date  Subject  
20/02/2017   Circular - Preparatory Guidelines on Product Oversight and Governance arrangements by insurance undertakings and insurance distributors as required by the Insurance Distribution Directive (“IDD”)   
06/02/2017   Circular - EIOPA consults on Guidelines issued under the Insurance Distribution Directive on Complex Insurance-Based Investment Products   
27/01/2017  Circular addressed to Category 2 and Category 3 Investment Firms Clarification on updates to the COREP return   
20/12/2016  Circular addressed to Category 2 and Category 3 Investment Firms in relation to updates to the COREP return  
02/12/2016 Circular - Packaged Retail and Insurance-Based Investment Products ("PRIIPs") Regulation Quick Fix  
27/10/2016  Circular - Consultation on the Draft guidelines on MiFID II product governance requirements   
13/10/2016 Circular addressed to Investment Firms and/or Applicants for an Investment Services Licence offering or intending to offer Financial Contracts for Difference (CFDs) and other speculative products  
22/09/2016 Circular - Update to the Industry on recent developments in relation to PRIIPs  
06/09/2016   Circular - Update to the Industry on recent developments in relation to upcoming legislation    
06/09/2016  Circular - Update to the Industry on recent developments in relation to the Insurance Distribution Directive     
04/08/2016  Circular - EIOPA consults on the presentation format of the Insurance Product Information Document    
29/07/2016 Circular addressed to Investment Firms and/or Applicants for an Investment Services Licence offering or intending to offer Financial Contracts for Difference (CFDs) and other speculative products  
29/07/2016 Circular addressed to the general public, namely to retail investors regarding the sale of speculative products [Contracts for Difference; Binary options; and other speculative products] and the associated risks (MFSA Warning)  
18/07/2016  Circular on the Implementation of the PRIIPs framework   
08/07/2016 Circular - EIOPA consults on policy proposals regarding the implementation of the Insurance Distribution Directive  
27/06/2016 Circular - European Commission Technical Workshop on the implementation of the PRIIPs framework    
14/06/2016 Circular addressed to Investment Firms and Credit Institutions when selling bail-in securities  
14/06/2016  Update - Circular addressed to Investment Firms and/or Applicants for an Investment Services Licence offering or intending to offer Financial Contracts for Difference (CFDs) and other speculative products  
25/05/2016 

Circular relating to the consultation process on the Conduct of Business Rulebook – Phase 2:  EXTENSION OF CONSULTATION PERIOD

 

05/05/2016 

Circular relating to the consultation process on the Conduct of Business Rulebook