Securities and Markets Supervision - CRD IV Package


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 21 items in 2 pages
09/01/2017  Circular on Own Funds Requirements for Investment Firms and Fund Managers based on Fixed Overheads under Article 97(4) of Regulation (EU) No 575/2013
05/01/2016  Circular addressed to Category 2 and 3 Investment Services Licence Holders regarding their Disclosure Requirements
30/12/2015  Circular on Appendix 1C - Capital Buffers Requirement Applicable to Category 3 Investment Services Licence Holders
12/11/2015  Circular addressed to the Category 3 Investment Services Licence Holders – Disclosure of the leverage ratio
05/06/2015  Circular addressed to the Investment Services Industry – Common Equity Tier 1 (CET 1) instruments
29/05/2015  Circular to investment services licence holders on the Inclusion of Interim or Year-End Profits
18/05/2015  Circular addressed to the Financial Services Industry on the Application of the Calculation Methods of Capital Adequacy Requirements for Financial Conglomerates
26/03/2015  Circular addressed to Investment Services Licence Holders - Educational Clinic for Investment Firms on the CRD IV Package and Other Supervisory Matters
10/12/2014  Circular addressed to the Investment Services Industry – Own Funds Disclosures
11/11/2014  Circular to the investment services industry on the definition of ‘significant’ for the purposes of the CRD IV Package
03/06/2014  An Update to the Investment Services and Banking Industries on Common Equity Tier 1 (CET1) capital instruments
25/03/2014  Seminar on the Fourth Capital Requirements Directive (CRD IV)
24/03/2014  Circular addressed to Category 2 and 3 Investment Services Licence Holders subject to fill in the Automated COREP Return
04/02/2014  Publication of new Rules which transpose the Fourth Capital Requirements Directive (CRD IV) and implement the Capital Requirements Regulation (CRR)
16/01/2014  Circular addressed to Category 2 and 3 Investment Services Licence Holders subject to fill in the Automated COREP Return
04/11/2013  Circular to the investment services industry regarding the proposed transposition of requirements of the Fourth Capital Requirements Directive (CRD)
28/10/2013  Circular regarding the implementation of the common reporting framework (COREP) under the Capital Requirements Regulation (CRR)
27/06/2013  Circular to the financial services industry regarding the CRD IV Package
10/01/2013  Circular to the investment services industry regarding the Fourth Capital Requirements Directive (CRD IV) and the Capital Requirements Regulation (CRR) known together as the CRD IV Package
02/03/2010  Circular addressed to the investment services industry regarding the CRD IV