Prevention of Market Abuse


DateReferenceSubject
Data pager
Data pager
12
Page size:
PageSizeComboBox
select
 23 items in 2 pages
05/01/2017  The Person Discharging Managerial Responsibilities [‘PDMR’] Form
29/12/2016  Market Abuse Regulation – Q & A Document
19/12/2016  Publication of an Act to amend the Prevention of Financial Markets Abuse Act
05/10/2016  Industry update on ESMA Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives
01/09/2016  An Update on the Insider Lists
01/08/2016  An update on MAR Technical Standards and MAR Q&A
15/07/2016  An update on MAR/MAD II in relation to MiFID II/MiFIR requirements
12/04/2016  Updated MAD Q&A on Disclosure of inside information related to Pillar II requirements and Investment recommendations
21/10/2015  MAR and MAD II - Letter to listed companies and directors and compliance officers of investment services licence holders
06/02/2015  Update on the Technical Advice Final Paper published by the European Securities and Markets Authority (ESMA)
31/12/2014  Market Abuse Regulation 'MAR' and Market Abuse Directive 'MAD' II – Letter to Listed Companies
04/12/2014  Industry update on the new Market Abuse Regulation ‘MAR’ and Market Abuse Directive ‘MAD’
28/06/2013  Circular to the financial services industry regarding the new Market Abuse Regulation
08/07/2010  Circular – European Commission consultation on the Market Abuse Directive
06/04/2010  Circular - CESR Review Panel Report on the Market Abuse Directive Options and Discretions
02/03/2010  Circular regarding the publication of transactions conducted by PDMR
23/04/2008  Proposed Amendment to the Prevention of Financial Markets Abuse (Disclosure and Notification) Regulations, 2005 (LN 108 of 2005)
07/11/2006  Circular regarding Draft CESR Guidance on the Operation of the Market Abuse Directive
07/08/2006  Cicular re PFMA monitoring and reporting duties of persons professionally arranging transactions in financial instruments
04/07/2006  Circular to Company Secretary and Persons Discharging Managerial Responsibilities within the Issuer