Securities and Markets Supervision - UCITS


DateReferenceSubject
Data pager
Data pager
12
Page size:
PageSizeComboBox
select
 29 items in 2 pages
09/05/2017  Circular to the industry on the implementation of the ESMA Guidelines on Sound Remuneration Policies under the UCITS Directive and the AIFMD
31/01/2017  Circular to the Industry on the Implementation of the ESMA Guidelines on Sound Remuneration Policies under the UCITS Directive and the AIFMD
09/01/2017  Circular on Own Funds Requirements for Investment Firms and Fund Managers based on Fixed Overheads under Article 97(4) of Regulation (EU) No 575/2013
18/08/2016  Circular addressed to MIFID firms and UCITS/AIFMD firms conducting MIFID services and activities
15/04/2016  Circular to the financial services industry on changes to the Investment Services Rules following the transposition of the UCITS V Directive
05/01/2016  Circular on the publication of a Delegated Regulation on Obligations of Depositaries required by UCITS V
03/07/2015  Circular to Fund Managers regarding Appendix 2B – Financial Return for Fund Managers
09/06/2015  Circular to Fund Managers required to submit Financial Return 2B as part of their regulatory reporting requirements
29/05/2015  Circular to investment services licence holders on the Inclusion of Interim or Year-End Profits
13/05/2015  Circular on the inclusion of Retained Earnings as part of Own Funds’ Computation
21/01/2015  Circular to the financial services industry on the latest ESMA publications in relation to investment management
05/12/2014  Industry Update – UCITS V: ESMA’s Advice to the Commission on Level II Measures
02/07/2014  Industry Update - UCITS V
30/04/2014  Industry Update – UCITS V
26/02/2014  European Parliament and Council back European Commission proposal for strengthened European rules on UCITS
30/06/2011  Publication of Investment Services Rules for Retail Collective Investment Schemes updated to transpose and implement the UCITS IV Directive
17/06/2011  Publication of Investment Services Rules for Investment Services Providers updated to transpose and implement the UCITS IV Directive
05/05/2011  Consultation on the proposed new Regulations to transpose certain requirements of the UCITS IV Directive
14/03/2011  Consultation document on the transposition of the UCITS IV and the implementation of the CESR MMF Guidelines
27/12/2010  Circular regarding possible legislative changes to the UCITS Directive