Securities and Markets Supervision - MiFID and MiFIR


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 47 items in 3 pages
17/01/2017  Circular - Briefing on Markets in Financial Instruments Directive (‘MiFID II’) technical data reporting requirements
09/01/2017  Circular on Own Funds Requirements for Investment Firms and Fund Managers based on Fixed Overheads under Article 97(4) of Regulation (EU) No 575/2013
22/12/2016  Circular on Markets in Financial Instruments Directive (‘MiFID II’) and Markets in Financial Instruments Regulations (‘MiFIR’)
04/08/2016  Circular to the Financial Service Industry on Best Execution Visits carried out in 2016
03/05/2016  Circular to the financial services industry on the changes being proposed to the Investment Services Act (ISA) as a result of the transposition of MiFID II and the implementation of MiFIR
15/01/2016  Circular to the financial services industry on the changes being proposed to the Financial Markets Act (FMA) as a result of the transposition of MiFID II and the implementation of MiFIR
13/01/2016  Circular to the financial services industry on the Consultation Paper published by the ESMA on guidelines regarding the Markets in Financial Instruments Regulation (MiFIR) under which ESMA has to develop the implementing details
01/10/2015  Circular to the financial services industry on the application of the definitions in Sections C6 and C7 of Annex I of the Directive 2004/39/EC (‘MiFID I’)
23/12/2014  Circular - Industry update on MiFID II and MiFIR
02/07/2014  Circular addressed to the Financial Services Industry – MiFID II / MIFIR and MAD / MAR
23/05/2014  Industry update on MiFID II and MiFIR
29/04/2014  Circular addressed to Investment Firms and Market Operators regarding MiFID II and MiFIR - Industry Update – MiFID II / MIFIR
25/04/2014  Circular addressed to Investment Firms and Market Operators regarding MiFID II and MiFIR - Industry Update – MiFID II / MIFIR
04/02/2014  Circular to the financial services industry on the ESMA Guidelines on Remuneration Policies and Practices (MiFID)
16/01/2014  Circular addressed to Investment Firms and Market Operators regarding MiFID II and MiFIR
28/06/2013  Circular addressed to the financial services industry regarding ESMA Guidelines on remuneration policies and practices (MiFID)
24/09/2012  Circular addressed to the Investment Services Industry regarding the Consultation Paper on: Guidelines on remuneration policies and practices (MiFID).
16/07/2012  Circular addressed to Category 2 and 3 Investment Services Licence Holders regarding the Automatic Execution of Trade Signals
18/01/2012  Circular addressed to the Investment Services Industry regarding the Consultation Papers on: Guidelines on certain aspects of the MiFID suitability requirements and Guidelines on certain aspects of the MiFID compliance function requirements
17/12/2010  Circular regarding the Public Consultation launched by the European Commission on the Review of the MiFID